Unclaimed
Jenny Qin Foraker is a financial advisor currently registered with MML Investors Services, LLC and has been active in the industry since April 27, 2019. Jenny has a Series 7TO, SIE, and Series 79 license and holds a Uniform Combined State Law Examination and a Uniform Securities Agent State Law Examination license. Jenny holds an active registration in California and is currently licensed as a Registered Representative in California. Jenny is a financial advisor who can provide advice and portfolio management for businesses and individuals. Prior to working at MML Investors Services, LLC, Jenny worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
08/29/2023 - Present
MML Investors Services, LLC (DAVIS CA)
NY
08/22/2011 - 08/21/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/23/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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