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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jenny? Claim Your ProfileJenny Lee is a financial advisor with Morgan Stanley, licensed in California and Texas. Jenny has been in the financial services industry since 2006, and holds numerous licenses and registrations, including Series 3, 4, 6, 7, 24, 53 and 66 licenses. Jenny works with a wide range of clients, including individuals, families, businesses, and institutional investors. Her expertise lies in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/29/2021 - Present
Morgan Stanley (Pasadena CA)
CA
01/11/2013 - 12/16/2013
NEW ENGLAND SECURITIES (BREA CA)
CA
10/23/2009 - 10/04/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BREA CA)
CA
05/14/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
TX
03/23/2005 - 12/18/2006
CHASE INVESTMENT SERVICES CORP. (RICHARDSON TX)
BOTH
Issued 09/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2008
Series 4 - Registered Options Principal Examination
BC
Issued 11/09/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2011
Series 3 - National Commodity Futures Examination
BC
Issued 03/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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