Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jenny? Claim Your ProfileJenny Lee is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jenny has been in the industry since 2004 and has experience working at several other financial institutions. Jenny is registered to provide investment advice in Connecticut and New York. Jenny holds the following licenses: Series 7, Series 24, Series 66, and SIE. Jenny specializes in portfolio management for individuals and businesses, as well as pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
11/04/2010 - 01/15/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/07/2007 - 12/17/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
10/31/2006 - 05/01/2008
UST SECURITIES CORP. (NEW YORK NY)
NY
06/07/2005 - 10/24/2006
METLIFE SECURITIES INC. (NEW YORK NY)
NY
05/19/2005 - 10/24/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
07/27/2004 - 12/15/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/27/2004 - 12/15/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 8/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/3/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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