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Jenny Ka wai Ng

Foreside Funds Distributors LLC

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About Jenny Ka wai Ng

Jenny Ka wai Ng is a financial advisor with Foreside Funds Distributors LLC. Jenny has been in the industry since 2013 and has a Series 7, Series 63, and SIE license. Jenny has experience working with Allianz Global Investors Distributors LLC. Jenny is registered to provide investment advice in 50 states and the District of Columbia.

Firm Information

Jenny Ng is currently registered with Foreside Funds Distributors LLC. Foreside Funds Distributors LLC is a Limited Liability Company formed in January 2012. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jenny Ng’s Registration & Firm History

CA

01/03/2019 - Present

Foreside Funds Distributors LLC (SAN FRANCISCO CA)

CA

07/23/2010 - 10/14/2015

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/26/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2015

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jenny Ka wai Ng.
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