Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jenny? Claim Your ProfileJenny Caldwell is a registered representative with Bofa Securities, Inc., and has been in the industry since 2010. Jenny is located in Charlotte, NC and can provide services related to Research-Related Services. Jenny has been with Bofa Securities, Inc. since 2019, and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Securities LLC. Jenny is a registered representative and has passed the Series 63, Series 24, SIE, and Series 79 exams. Jenny holds a current registration in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NC
05/10/2019 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
NC
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
09/06/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 09/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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