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Jenny D. Cao

Transamerica Financial Advisors, Inc.

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About Jenny D. Cao

Jenny Cao is a financial advisor with Transamerica Financial Advisors, Inc., and has been in the industry since February 2018. Jenny has been registered with the state of California as a broker and an investment advisor representative since 2018 and 2021, respectively. In 2024, Jenny became registered in Texas as both a broker and investment advisor representative. Jenny provides financial and investment advice to a wide range of clients, including individuals, high-net-worth individuals, corporations, and retirement plans. Jenny's services include portfolio management, investment advice, and financial planning.

Firm Information

Jenny Cao is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jenny Cao’s Registration & Firm History

CA

08/01/2024 - Present

Transamerica Financial Advisors, Inc. (ORANGE CA)

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Licenses & Designations

IA

Issued 05/04/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/16/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jenny D. Cao.
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