Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jenny? Claim Your ProfileJenny Brook Gordon is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in BELLEVUE, WA. Jenny has been in the financial services industry for over 9 years. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Jenny worked at UBS FINANCIAL SERVICES INC. and D.A. DAVIDSON & CO.. Jenny has Series 66, 10, 9, 7, and SIE licenses. Jenny is registered to provide investment advice in 53 states and is a registered investment advisor in 6 states. Jenny focuses on providing investment advice to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
06/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
06/10/2013 - 05/02/2022
UBS FINANCIAL SERVICES INC. (SPOKANE WA)
MT
07/27/2012 - 09/04/2012
D.A. DAVIDSON & CO. (MISSOULA MT)
BOTH
Issued 8/6/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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