Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jenny? Claim Your ProfileJenny Duncan is a financial professional with over 29 years of experience in the financial services industry. Jenny is currently registered with Vanguard Advisers, Inc. in North Carolina and Texas. Previously, Jenny has worked with a number of other firms including Charles Schwab & Co., Inc., Wells Fargo Funds Distributor, LLC, and Wells Fargo Advisors, LLC. Jenny has earned multiple licenses and designations including Series 3, 4, 6, 7, 9, 10, 23, 24, 27, 53, 55, 63, and 65. Jenny specializes in financial planning, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. Jenny is also an employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) and is based in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/17/2023 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
TX
07/15/2020 - 10/27/2023
CHARLES SCHWAB & CO., INC. (Westlake TX)
NC
02/19/2015 - 10/23/2018
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
SC
07/13/2012 - 01/02/2015
WELLS FARGO ADVISORS, LLC (CHARLESTON SC)
FL
04/25/2012 - 07/02/2012
PRIME CAPITAL SERVICES, INC. (BOCA RATON FL)
FL
11/03/2011 - 12/31/2011
WEISS CAPITAL SECURITIES, INC. (JUPITER FL)
FL
09/29/2010 - 01/19/2011
WEISS CAPITAL SECURITIES, INC. (JUPITER FL)
NC
07/13/2010 - 09/16/2010
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (CHARLOTTE NC)
NY
10/27/2008 - 03/26/2010
BONDS.COM, INC. (NEW YORK NY)
FL
11/30/2007 - 10/23/2008
1ST DISCOUNT BROKERAGE, INC. (WEST PALM BEACH FL)
VA
06/26/2006 - 11/16/2007
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
03/01/2004 - 06/19/2006
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
MO
11/12/2002 - 03/03/2004
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
11/07/2000 - 11/21/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
MD
02/12/1998 - 06/27/2000
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NC
11/10/1988 - 07/29/1991
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
07/12/1988 - 11/15/1988
INVESTMENT MANAGEMENT & RESEARCH, INC
NA
09/29/1987 - 05/20/1988
PERKINS, SMITH INCORPORATED
NA
02/02/1987 - 05/12/1987
NCNB SECURITIES, INC.
NA
07/16/1986 - 01/01/1987
BEAR, STEARNS & CO. INC.
NA
08/20/1985 - 07/23/1986
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 03/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/18/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/03/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/24/2004
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 05/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/13/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2014
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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