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Jennifer York kei Wu

Royal Treasure Securities LLC

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About Jennifer York kei Wu

Jennifer Wu is a financial professional who is registered with FINRA and the state of California. Jennifer holds the Series 7, Series 63, Series 24 and Series 79TO licenses. Jennifer is currently employed at Royal Treasure Securities LLC and has been in the financial industry for 4 months.

Firm Information

Jennifer Wu is currently registered with Royal Treasure Securities LLC. Royal Treasure Securities LLC is a Limited Liability Company formed on June 9, 2017. The firm is registered in California, Delaware, Florida, Georgia, New Jersey, New York, and Texas. Royal Treasure Securities LLC is also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

Not reported

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Wu’s Registration & Firm History

NY

04/22/2024 - Present

Royal Treasure Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/19/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2024

Series 24 - General Securities Principal Examination

BC

Issued 04/09/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer York kei Wu.
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