Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Yocca is a financial advisor at Wells Fargo Clearing Services, LLC, with over 20 years of experience in the financial services industry. Jennifer has held previous positions at UBS Financial Services Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and Prudential Securities Incorporated. Jennifer holds Series 7, Series 31, Series 63 and Series 65 licenses and the SIE. Jennifer is registered with the state of Pennsylvania as a Broker Dealer and Investment Advisor, and as an Investment Advisor in Texas. Jennifer has a strong background in providing investment consulting services to institutional clients, financial planning, portfolio management for individuals and businesses and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/21/2019 - Present
Wells Fargo Clearing Services, LLC (PITTSBURGH PA)
PA
09/14/2011 - 11/30/2018
UBS FINANCIAL SERVICES INC. (PITTSBURGH PA)
PA
06/01/2009 - 09/13/2011
MORGAN STANLEY SMITH BARNEY (PITTSBURG PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PITTSBURG PA)
PA
12/01/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PITTSBURG PA)
PA
04/26/2000 - 12/11/2006
UBS FINANCIAL SERVICES INC. (PITTSBURGH PA)
NY
12/18/1997 - 04/25/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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