Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Wu is a financial advisor with Northwestern Mutual Investment Services, LLC, registered with the state of California. Jennifer has been working in the financial services industry since 2007. Jennifer has a diverse background with previous experience working for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raymond James Financial Services, Inc., Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Jennifer is licensed to offer securities and investment advisory services in several states and has achieved various professional designations throughout her career. Jennifer holds Series 7, 9, 10, 31, and 66 licenses. Jennifer is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
07/19/2023 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
CA
03/12/2012 - 05/22/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
01/12/2011 - 02/23/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (PASADENA CA)
FL
04/02/2007 - 07/15/2009
MORGAN STANLEY & CO. INCORPORATED (ORLANDO FL)
FL
08/29/2005 - 04/02/2007
MORGAN STANLEY DW INC. (ORLANDO FL)
BOTH
Issued 09/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/08/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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