Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Woods is a financial advisor with over 20 years of experience in the industry. Jennifer is currently registered with UBS Financial Services Inc. and holds Series 7, 31, 63, 65, and 66 licenses. Jennifer has previously worked with Raymond James & Associates, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., A. G. Edwards & Sons, Inc., Salomon Smith Barney Inc., and Dean Witter Reynolds Inc. Jennifer provides financial planning, investment management, and pension consulting services to individual and corporate clients. Jennifer is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
04/09/2024 - Present
UBS Financial Services Inc. (FORT MYERS FL)
FL
10/19/2022 - 12/02/2022
RAYMOND JAMES & ASSOCIATES, INC. (FT. MYERS FL)
NC
01/09/2009 - 08/08/2017
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
FL
08/07/2008 - 01/15/2009
MORGAN STANLEY & CO. INCORPORATED (FT. MYERS FL)
NC
04/02/2007 - 06/09/2008
MORGAN STANLEY & CO. INCORPORATED (CHARLOTTE NC)
NC
05/04/2004 - 04/02/2007
MORGAN STANLEY DW INC. (CHARLOTTE NC)
MO
03/03/2003 - 04/26/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/06/1997 - 11/02/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/06/1995 - 09/19/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CT
06/01/1994 - 03/03/1995
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 04/01/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/02/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jennifer Woods is the right advisor for you? Invested Better is here to help.
