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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Tuyen Ha is a financial advisor with Raymond James & Associates, Inc. Jennifer has been in the financial services industry for over 20 years, beginning her career in 2003. Jennifer holds the Series 7, Series 63 and Series 65 licenses. Jennifer is registered to provide advisory services in California and Texas. Jennifer has a specialization in providing financial advice to individuals, corporations, and businesses. Jennifer also provides financial planning services, pension consulting, and educational seminars. Jennifer is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/19/2024 - Present
Raymond James & Associates, Inc. (Walnut Creek CA)
CA
11/23/2015 - 07/17/2018
BANCWEST INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
CA
12/01/2009 - 11/25/2014
U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
05/02/2009 - 12/03/2009
CHASE INVESTMENT SERVICES CORP. (FREMONT CA)
CA
08/08/2003 - 05/02/2009
WAMU INVESTMENTS, INC. (FREMONT CA)
IA
Issued 08/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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