Unclaimed
Jennifer Pruett is a financial professional with over 20 years of experience in the industry. Currently, Jennifer is registered with Orchard Securities, LLC and is based in Pleasant Grove, UT. Jennifer holds Series 7, 31, and SIE licenses, in addition to a Series 63. Jennifer was previously registered with XMS Capital Partners, LLC, ALPS Distributors, Inc., TOCQUEVILLE SECURITIES L.P., MAN INVESTMENTS INC., MARCH CAPITAL CORP., and LAZARD FRERES & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
11/22/2021 - Present
Orchard Securities, LLC (PLEASANT GROVE UT)
IL
10/24/2016 - 07/31/2020
XMS CAPITAL PARTNERS, LLC (CHICAGO IL)
CO
09/12/2013 - 11/12/2014
ALPS DISTRIBUTORS, INC. (DENVER CO)
NY
09/29/2010 - 09/05/2013
TOCQUEVILLE SECURITIES L.P. (NEW YORK NY)
IL
04/09/2003 - 07/14/2009
MAN INVESTMENTS INC. (CHICAGO IL)
IL
07/22/2002 - 04/02/2003
MARCH CAPITAL CORP. (CHICAGO IL)
NY
04/09/1999 - 06/07/2002
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 01/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 02/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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