Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Sun is a financial advisor with over 17 years of experience in the industry. Jennifer has a strong track record of success in helping individuals and families achieve their financial goals. Jennifer is currently registered with Morgan Stanley, a leading global financial services firm. Prior to joining Morgan Stanley, Jennifer has worked with other firms including Relevant Wealth Advisors, LLC, First Republic Securities Company, LLC, Wealthfront Brokerage Corporation, and E*TRADE SECURITIES LLC. Jennifer holds a variety of licenses and certifications including Series 7, 9, 10, 24, 63 and 66. Jennifer is also a Registered Investment Advisor in the state of California. Jennifer has a passion for helping her clients understand their financial situation and develop a plan to reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/02/2023 - Present
Wealthpenn.comllc (San Francisco CA)
CA
01/24/2017 - 06/22/2021
RELEVANT WEALTH ADVISORS, LLC (MILL VALLEY CA)
CA
10/05/2016 - 01/06/2017
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
03/01/2016 - 06/24/2016
WEALTHFRONT BROKERAGE CORPORATION (PALO ALTO CA)
CA
01/24/2014 - 03/02/2016
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
02/28/2013 - 01/28/2014
E*TRADE SECURITIES LLC (SAN FRANCISCO CA)
CA
05/11/2005 - 11/27/2012
T.R. WINSTON & COMPANY, LLC (LOS ANGELES CA)
BOTH
Issued 12/8/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/10/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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