Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Pucci is a financial advisor in GOSHEN, NY. Jennifer is a registered representative and investment advisor representative with Raymond James & Associates, Inc. Jennifer has been in the financial services industry since 1998. Jennifer is licensed to provide financial advice and sell securities in the state of New York. Jennifer has worked for several firms in the past, including Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jennifer holds Series 7, Series 63, and Series 65 licenses. Jennifer is a dedicated professional who is committed to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (GOSHEN NY)
NY
10/12/2011 - 12/31/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GOSHEN NY)
NY
05/22/2006 - 11/02/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GOSHEN NY)
NY
03/08/2006 - 05/25/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GOSHEN NY)
CT
04/07/1998 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
IA
Issued 06/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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