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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Smith is a financial advisor with over 30 years of experience in the industry. Jennifer is currently registered with Fidelity Personal and Workplace Advisors in LOS GATOS, CA. Previously, Jennifer worked for UBS Financial Services Inc. in SAN JOSE, CA, Morgan Stanley in SAN JOSE, CA, and Citigroup Global Markets Inc. in SAN JOSE, CA. Jennifer holds Series 7, Series 31, Series 63 and Series 65 licenses. Jennifer specializes in financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/29/2024 - Present
Fidelity Personal AND Workplace Advisors (LOS GATOS CA)
CA
01/22/2020 - 05/22/2024
UBS FINANCIAL SERVICES INC. (SAN JOSE CA)
CA
06/01/2009 - 01/27/2020
MORGAN STANLEY (SAN JOSE CA)
CA
08/09/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN JOSE CA)
IA
Issued 09/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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