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Jennifer Slocum

Northwestern Mutual Investment Services, LLC

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About Jennifer Slocum

Jennifer Slocum is a financial advisor registered with Northwestern Mutual Investment Services, LLC in Milwaukee, Wisconsin. Jennifer has been in the industry since 2013. Jennifer has her Series 66, 63, 7, 9 and 10 licenses, in addition to the SIE exam. Jennifer is also registered as an Investment Advisor Representative with the state of Wisconsin. Prior to joining Northwestern Mutual Investment Services, LLC, Jennifer worked at Robert W. Baird & Co. Incorporated and Wells Fargo Funds Distributor, LLC. Jennifer is also a Market Force secret shopper.

Firm Information

Jennifer Slocum is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jennifer Slocum’s Registration & Firm History

WI

07/09/2021 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

03/16/2018 - 05/04/2021

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

08/09/2013 - 09/12/2017

WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

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Licenses & Designations

BOTH

Issued 8/20/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 8/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/3/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 5/20/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/8/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer Slocum.
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