Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Rochelle Bruce has been in the financial services industry since January 31, 2006. Jennifer is currently registered with Wells Fargo Clearing Services, LLC, and is located in Denver, Colorado. Jennifer is also registered in Texas, and has previously been registered with UBS Financial Services Inc., and Piper Jaffray & Co.. Jennifer is a Series 63 and Series 65 licensed advisor. Jennifer also holds Series 7, Series 9, and SIE licenses. Jennifer is a licensed investment advisor in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/21/2011 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
08/12/2006 - 03/04/2009
UBS FINANCIAL SERVICES INC. (EVERGREEN CO)
CO
02/01/2006 - 08/12/2006
PIPER JAFFRAY & CO. (DENVER CO)
IA
Issued 06/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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