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Jennifer R Gawin

Nicol Investors Corp.

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About Jennifer R Gawin

Jennifer Gawin is a financial professional with over 3 years of experience in the industry. She is currently registered with Nicol Investors Corp. as a broker-dealer representative, holding Series 63, Series 65 and Series 6TO licenses. Jennifer is also registered in 11 states including Missouri, Arkansas, California, Florida, Illinois, Iowa, Kansas, Louisiana, Oklahoma, Texas and Wisconsin.

Firm Information

Jennifer Gawin is currently registered with Nicol Investors Corp.. Nicol Investors Corp. is a Corporation formed in August 2002. It is approved and registered in 27 states and holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Gawin’s Registration & Firm History

MO

09/09/2020 - Present

Nicol Investors Corp. (SPRINGFIELD MO)

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Licenses & Designations

IA

Issued 05/18/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/20/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/30/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer R Gawin.
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