Unclaimed
Jennifer Pierce is a financial advisor with Marex Capital Markets Inc. located in Dallas, Texas. Jennifer has been in the financial industry since October 16, 2016. Previously, Jennifer was employed by Cowen and Company, Cowen Prime Services LLC, UBS Financial Services Inc., Nexbank Securities Inc, and Highland Capital Funds Distributor, Inc. Jennifer has a Series 7, Series 63, and SIE. Jennifer holds a current registration with FINRA and is licensed to operate in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/01/2023 - Present
Marex Capital Markets Inc. (DALLAS TX)
TX
08/18/2021 - 12/12/2023
COWEN AND COMPANY (DALLAS TX)
TX
06/19/2018 - 01/04/2022
COWEN PRIME SERVICES LLC (DALLAS TX)
TX
12/02/2015 - 01/05/2017
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
03/31/2015 - 10/14/2015
NEXBANK SECURITIES INC (DALLAS TX)
TX
03/20/2015 - 10/14/2015
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
BC
Issued 03/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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