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Jennifer Pierce

Marex Capital Markets Inc.

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About Jennifer Pierce

Jennifer Pierce is a financial advisor with Marex Capital Markets Inc. located in Dallas, Texas. Jennifer has been in the financial industry since October 16, 2016. Previously, Jennifer was employed by Cowen and Company, Cowen Prime Services LLC, UBS Financial Services Inc., Nexbank Securities Inc, and Highland Capital Funds Distributor, Inc. Jennifer has a Series 7, Series 63, and SIE. Jennifer holds a current registration with FINRA and is licensed to operate in Texas.

Firm Information

Jennifer Pierce is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Pierce’s Registration & Firm History

TX

12/01/2023 - Present

Marex Capital Markets Inc. (DALLAS TX)

TX

08/18/2021 - 12/12/2023

COWEN AND COMPANY (DALLAS TX)

TX

06/19/2018 - 01/04/2022

COWEN PRIME SERVICES LLC (DALLAS TX)

TX

12/02/2015 - 01/05/2017

UBS FINANCIAL SERVICES INC. (DALLAS TX)

TX

03/31/2015 - 10/14/2015

NEXBANK SECURITIES INC (DALLAS TX)

TX

03/20/2015 - 10/14/2015

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 03/31/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jennifer Pierce.
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