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Jennifer Phillips Carli

Northwestern Mutual Investment Services, LLC

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About Jennifer Phillips Carli

Jennifer Carli is a financial professional who has been in the industry since 2007. Jennifer is currently registered with Northwestern Mutual Investment Services, LLC in Milwaukee, WI. Jennifer has experience with American Family Securities, LLC and Northwestern Mutual Investment Services, LLC. Jennifer holds the Series 6, 7, 26, and 63 licenses. Jennifer is a dedicated professional who is committed to providing her clients with the highest quality financial advice and service.

Firm Information

Jennifer Carli is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jennifer Carli’s Registration & Firm History

WI

08/20/2013 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

07/22/2010 - 06/18/2013

AMERICAN FAMILY SECURITIES, LLC (MADISON WI)

WI

09/15/2000 - 02/02/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 09/03/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2013

Series 7 - General Securities Representative Examination

BC

Issued 07/21/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer Phillips Carli.
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