Unclaimed
Jennifer Peiffer is a financial advisor who has been working in the industry since December 2017. Jennifer is currently registered with Wells Fargo Clearing Services, LLC and has previously worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED, TD AMERITRADE, INC., and SCOTTRADE, INC. Jennifer has a strong background in the financial services industry and is committed to providing clients with personalized financial advice. Jennifer holds the Series 63, 66, 7, 9, and 10 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/10/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/21/2020 - 11/25/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
02/26/2018 - 02/19/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
06/21/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BOTH
Issued 10/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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