Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Pai is a financial professional with over 20 years of experience in the financial services industry. Jennifer is currently registered with Wells Fargo Securities, LLC and has held previous positions with UBS Securities LLC, Credit Suisse Securities (USA) LLC and Bear Stearns & Co. Inc. Jennifer holds several securities licenses including Series 7, Series 24, Series 27 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/08/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
10/24/2011 - 05/02/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/18/2006 - 09/13/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
03/07/2005 - 02/22/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/07/2005 - 02/22/2006
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
07/23/2003 - 09/30/2004
CORRESPONDENT SERVICES CORPORATION (NEW YORK NY)
NJ
08/22/1989 - 07/01/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 09/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/27/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/12/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jennifer Pai is the right advisor for you? Invested Better is here to help.
