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Jennifer Nicole Raby

Wells Fargo Securities, LLC

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About Jennifer Nicole Raby

Jennifer Raby is a financial professional with over five years of experience in the industry. Jennifer is currently registered with Wells Fargo Securities, LLC. Previously, she worked at LPL FINANCIAL LLC, TRIAD ADVISORS LLC, and METLIFE INVESTORS DISTRIBUTION COMPANY. Jennifer holds Series 7, 6, 63, and 65 securities licenses. She is licensed in North Carolina.

Firm Information

Jennifer Raby is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Raby’s Registration & Firm History

NC

05/09/2024 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NC

03/29/2023 - 04/02/2024

LPL FINANCIAL LLC (CHARLOTTE NC)

NC

10/09/2019 - 04/18/2022

TRIAD ADVISORS LLC (CHARLOTTE NC)

NC

06/05/2017 - 08/24/2018

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 09/26/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/29/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jennifer Nicole Raby.
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