Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Nicole Carroll is a registered representative with Morgan Stanley. Jennifer has been in the financial services industry since January 3, 2005. Jennifer has passed the Series 7, Series 9, Series 10, Series 63, and SIE exams. Jennifer is currently registered with the state of Minnesota and is also registered with the state of Texas. Jennifer has been affiliated with Morgan Stanley since June 2009. Before joining Morgan Stanley, Jennifer was employed by UBS Financial Services Inc., and Citigroup Global Markets Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MN
10/27/2016 - Present
Morgan Stanley (Wayzata MN)
MN
05/19/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WAYZATA MN)
MN
12/16/2004 - 04/29/2008
UBS FINANCIAL SERVICES INC. (WAYZATA MN)
BC
Issued 09/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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