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Jennifer Nicole Black

Regions Securities LLC

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About Jennifer Nicole Black

Jennifer Nicole Black is a financial professional with over 20 years of experience in the industry. Jennifer is currently registered with Regions Securities LLC in Charlotte, NC. Jennifer has a Series 7, Series 24, Series 63, and Series 99TO licenses and has held previous positions at WELLS FARGO SECURITIES, LLC, BANC OF AMERICA SECURITIES LLC, BEAR, STEARNS & CO. INC., and OFFROAD SECURITIES, INC.

Firm Information

Jennifer Black is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Black’s Registration & Firm History

NC

01/08/2021 - Present

Regions Securities LLC (Charlotte NC)

NC

03/20/2006 - 01/07/2021

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NY

07/23/2004 - 04/12/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

08/20/2001 - 06/30/2004

BEAR, STEARNS & CO. INC. (NEW YORK NY)

CA

10/05/2000 - 11/14/2000

OFFROAD SECURITIES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 10/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/22/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer Nicole Black.
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