Unclaimed
Jennifer Nicole Black is a financial professional with over 20 years of experience in the industry. Jennifer is currently registered with Regions Securities LLC in Charlotte, NC. Jennifer has a Series 7, Series 24, Series 63, and Series 99TO licenses and has held previous positions at WELLS FARGO SECURITIES, LLC, BANC OF AMERICA SECURITIES LLC, BEAR, STEARNS & CO. INC., and OFFROAD SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/08/2021 - Present
Regions Securities LLC (Charlotte NC)
NC
03/20/2006 - 01/07/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
07/23/2004 - 04/12/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/20/2001 - 06/30/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CA
10/05/2000 - 11/14/2000
OFFROAD SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 10/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/22/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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