Unclaimed
Jennifer Gunn is a financial advisor with Sterling Capital Distributors, LLC, a firm that is not registered as an Investment Advisor with the SEC. Jennifer has over 12 years of experience in the financial services industry. Jennifer has passed the Series 6, Series 63 and SIE exams and is registered as a Broker/Dealer with FINRA and in 51 states. Jennifer's previous experience includes working at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and WELLS FARGO ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/24/2023 - Present
Sterling Capital Distributors, LLC (CHARLOTTE NC)
NC
10/08/2010 - 03/04/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
12/15/2008 - 03/12/2010
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 04/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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