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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Roe is a financial advisor with Wells Fargo Clearing Services, LLC and has been in the financial services industry since 1998. Jennifer has a wide range of experience in the financial services industry, including experience as an investment advisor representative and a registered representative. Jennifer holds Series 7, 9, 10, 63, 65, and SIE licenses, and has been registered with the state of Washington since 2020. Jennifer's previous employment includes roles with Charles Schwab & Co., Inc., U.S. Bancorp Investments, Inc., and Wells Fargo Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
02/13/2020 - Present
Wells Fargo Clearing Services, LLC (VANCOUVER WA)
AZ
11/10/2010 - 07/31/2012
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
05/18/2000 - 08/14/2009
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
MN
07/26/1999 - 04/28/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
TX
04/08/1997 - 08/19/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 12/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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