Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Mauldin is a registered representative with LPL Financial LLC. Jennifer has been in the financial services industry since 2014. Jennifer holds Series 7, 99, 57, 66 and 24 securities licenses. Jennifer is registered to provide investment advisory services in 53 states and Washington, D.C. Jennifer was previously registered with First Allied Securities, Inc. and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/31/2018 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
01/25/2017 - 03/29/2017
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
04/26/2014 - 12/23/2016
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 01/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 57 - Securities Trader Exam
BC
Issued 06/26/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
Not sure Jennifer Mauldin is the right advisor for you? Invested Better is here to help.
