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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Marie Shaw is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Jennifer Marie Shaw has been in the industry since June 6, 1997. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Jennifer Marie Shaw was registered with Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Citicorp Investment Services, and Donaldson, Lufkin & Jenrette Securities Corporation. Jennifer Marie Shaw is also registered with the state of Colorado and New York. Jennifer Marie Shaw has passed the Series 63, Series 7, Series 65, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/17/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/21/2009 - 08/25/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/29/2007 - 06/30/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/18/1999 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NJ
10/16/1996 - 10/06/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 12/16/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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