Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Marie Race is an active advisor who has been in the industry since March 18, 2012. Jennifer is currently registered with Raymond James & Associates, Inc. and has worked at several previous firms, including Deutsche Bank Securities Inc., Morgan Stanley and Pruco Securities, LLC. Jennifer specializes in providing services to high-net-worth individuals, corporations, pension and profit-sharing plans, individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/14/2021 - Present
Raymond James & Associates, Inc. (Greenwich CT)
CT
02/03/2015 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
CT
03/08/2013 - 01/30/2015
MORGAN STANLEY (STAMFORD CT)
NY
12/06/2011 - 11/26/2012
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
IA
Issued 04/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 03/28/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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