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Jennifer Marie Nelms

Fidelity Brokerage Services LLC

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About Jennifer Marie Nelms

Jennifer Nelms is a financial professional with over 24 years of experience in the industry. Jennifer is currently registered with Fidelity Brokerage Services LLC, and is also registered in 53 states. Jennifer holds the Series 63, Series 66, Series 7, and SIE licenses. Before joining Fidelity Brokerage Services LLC, Jennifer was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Jennifer Nelms is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Nelms’s Registration & Firm History

NC

05/06/2017 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

FL

07/21/1999 - 12/23/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 11/06/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jennifer Marie Nelms.
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