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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Carroll has been in the financial industry since 1995. Jennifer is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as an investment advisor representative and general securities representative. Jennifer has worked at a variety of firms in the industry including BANC OF AMERICA INVESTMENT SERVICES, INC., Quick & Reilly, Inc., FIS Securities, Inc., Dean Witter Reynolds Inc., and Gruntal & Co., L.L.C. Jennifer is licensed to provide investment advice and services in 28 states and has a broad range of experience in the industry. Jennifer is a highly experienced and knowledgeable professional with a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/28/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWTON MA)
MA
05/05/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWTON MA)
MA
10/20/2004 - 05/02/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWTON MA)
NY
09/25/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
07/26/1999 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
NY
02/12/1998 - 07/26/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/16/1995 - 08/22/1997
GRUNTAL & CO., L.L.C. (NEW YORK NY)
IA
Issued 02/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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