Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Baker is an investment advisor with RBC Capital Markets, LLC based out of Mount Laurel, NJ. Jennifer has been in the securities industry since 1995. Jennifer has a background in a number of firms, including Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Deutsche Bank Securities Inc., DB Alex. Brown LLC, and Paine Webber Incorporated. Jennifer has passed Series 63, SIE, and Series 7 exams and is licensed in 32 states. Jennifer is a licensed investment advisor representative with RBC Capital Markets, LLC and has been registered with the firm since 2006. Jennifer's expertise includes providing investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/03/2006 - Present
RBC Capital Markets, LLC (MOUNT LAUREL NJ)
NJ
02/21/2006 - 07/13/2006
CITIGROUP GLOBAL MARKETS INC. (MARLTON NJ)
MD
06/27/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/13/2001 - 06/30/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/19/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NJ
08/25/1995 - 08/16/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 10/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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