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Jennifer Lynn Wade

Herbert J. Sims & CO, Inc.

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About Jennifer Lynn Wade

Jennifer Lynn Wade is a financial advisor with Herbert J. Sims & CO, Inc. based in Bloomington, MN. Jennifer has been in the industry since 2008 and has a broad range of experience in the securities field. Jennifer is registered with FINRA and holds licenses including Series 7, Series 50, SIE, and Series 52TO. Jennifer's professional focus is on providing investment advice and managing client assets.

Firm Information

Jennifer Wade is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Wade’s Registration & Firm History

MN

05/02/2023 - Present

Herbert J. Sims & CO, Inc. (BLOOMINGTON MN)

MN

03/21/2008 - 05/09/2023

PIPER SANDLER & CO. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 03/20/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer Lynn Wade.
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