Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Stapleton is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jennifer has been in the financial industry since 2006 and holds multiple licenses, including Series 7, Series 3, and Series 66. Jennifer has previous experience with firms such as Stifel, Nicolaus & Company, Incorporated, Barclays Capital Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., and W. H. Mell Associates, Inc. Jennifer specializes in providing portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/21/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
NY
12/04/2015 - 11/30/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
05/30/2012 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/11/2009 - 05/21/2012
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NJ
07/05/2007 - 02/09/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NJ
04/05/2006 - 07/05/2007
W. H. MELL ASSOCIATES, INC. (SUMMIT NJ)
BOTH
Issued 12/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2007
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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