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Jennifer Lynn Ratermann

Keefe, Bruyette & Woods, Inc.

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About Jennifer Lynn Ratermann

Jennifer Ratermann is a financial advisor with Keefe, Bruyette & Woods, Inc. Jennifer has been in the industry since 2006 and is registered to offer securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jennifer holds the Series 7, Series 24, Series 63, Series 99TO, and SIE licenses. Jennifer's previous employer was Stifel, Nicolaus & Company, Inc.

Firm Information

Jennifer Ratermann is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Ratermann’s Registration & Firm History

MO

05/10/2024 - Present

Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 01/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jennifer Lynn Ratermann.
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