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Jennifer Lynn James

Charles Schwab & CO., Inc.

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About Jennifer Lynn James

Jennifer Lynn James is a financial professional with over 15 years of experience in the financial services industry. Jennifer is currently registered with Charles Schwab & Co., Inc. and has previously worked with Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Jennifer holds the Series 6, 7TO, and SIE licenses as well as the Series 63 license. Jennifer's current office is located at 3000 Schwab Way in Westlake, TX, and her registration began on 7/19/2019. Jennifer is a specializations in financial planning, selection of other advisors, and other advisory services.

Firm Information

Jennifer James is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Jennifer James’s Registration & Firm History

TX

07/19/2019 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

01/01/2008 - 12/02/2011

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

08/16/2006 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 08/12/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/19/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/31/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jennifer Lynn James. Review regulatory record here.
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