Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Lynn Cummings is an investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. in Tulsa, Oklahoma. Jennifer has been in the financial services industry for over 20 years and holds various licenses, including Series 3, 7, 9, 10, 31, and 66. Jennifer has a proven track record of success in providing financial advice to individuals, businesses, and institutions. Jennifer is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
12/06/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TULSA OK)
GA
06/01/2009 - 01/09/2013
MORGAN STANLEY (ALPHARETTA GA)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALPHARETTA GA)
GA
03/24/2006 - 04/02/2007
MORGAN STANLEY DW INC. (ALPHARETTA GA)
MA
10/20/2004 - 03/09/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
02/12/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/13/2000 - 02/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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