Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Baxter is an experienced financial professional with over 20 years of experience in the industry. Jennifer is currently a Registered Representative at Piper Sandler & Co. in Greenwich, CT. Jennifer has also held previous positions with Cowen and Company, Moors & Cabot, Inc., Soundview Technology Corporation, and Charles Schwab & Co., Inc.. Jennifer's expertise spans a wide range of financial products and services, including securities, investments, and research. Jennifer is committed to providing clients with personalized financial advice and solutions to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
04/26/2010 - Present
Piper Sandler & Co. (Greenwich CT)
NY
02/13/2006 - 11/10/2008
COWEN AND COMPANY (NEW YORK NY)
MA
01/13/2005 - 02/08/2006
MOORS & CABOT, INC. (BOSTON MA)
CT
08/12/2004 - 11/09/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
TX
05/28/2004 - 08/16/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
07/24/2000 - 05/28/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
BC
Issued 08/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2014
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/05/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/27/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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