Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer L Lemmen is a financial professional with over 14 years of experience in the industry. Jennifer has a wide range of experience with a diverse set of financial institutions including Oppenheimer & Co. Inc., Barclays Capital Inc., ICAP Securities USA LLC, ICAP Corporates LLC, Tullett Prebon Financial Services LLC, and currently with Morgan Stanley. Jennifer is registered with 53 state securities authorities as well as the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Jennifer holds several licenses and certifications including Series 3, 7, 9, 10, 63, 66, 99TO, and SIE. Jennifer holds both Broker-Dealer and Investment Advisor Representative licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/02/2023 - Present
Wealthpenn.comllc (New York NY)
NY
06/08/2022 - 07/22/2022
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
03/04/2014 - 07/22/2022
ICAP CORPORATES LLC (NEW YORK NY)
NY
03/04/2014 - 07/22/2022
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
03/04/2014 - 12/21/2016
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
NY
09/02/2011 - 03/08/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/12/2007 - 09/02/2011
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 5/2/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/5/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/1/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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