Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Pettengill is an investment advisor representative with Wells Fargo Clearing Services, LLC. Jennifer has been in the industry since March 13, 2002. Jennifer holds Series 3, 7, 9, 10, 66 and SIE licenses. Jennifer is registered in North Carolina and Virginia. Jennifer also provides investment consulting services to institutional clients. In addition to her role at Wells Fargo Clearing Services, LLC, Jennifer also works as an independent consultant for Rodan + Fields, Etsy and Cracker Barrel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/01/2020 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
VA
06/15/2002 - 01/22/2020
WELLS FARGO CLEARING SERVICES, LLC (VIRGINIA BEACH VA)
NC
07/05/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 12/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/03/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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