Unclaimed
Jennifer Griffin is a financial advisor based in Greenwood Village, CO. Jennifer has over 17 years of experience in the financial services industry. Jennifer is currently registered with Pacific Select Distributors, LLC. Jennifer has held previous positions with firms such as CUNA Brokerage Services, Inc., Jackson National Life Distributors LLC, and Investment Centers of America, Inc. Jennifer holds Series 6, 7, 26, and 66 licenses as well as the SIE exam certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
12/11/2019 - Present
Pacific Select Distributors, LLC (Greenwood Village CO)
IA
10/19/2018 - 12/13/2019
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CO
07/05/2016 - 09/17/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
WI
01/25/2016 - 07/19/2016
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
01/25/2016 - 07/19/2016
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CO
01/25/2016 - 07/19/2016
NATIONAL PLANNING CORPORATION (DENVER CO)
WI
01/25/2016 - 07/19/2016
SII INVESTMENTS, INC. (APPLETON WI)
CO
10/16/2006 - 01/05/2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
09/13/2006 - 10/12/2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
12/14/2005 - 09/14/2006
WM FINANCIAL SERVICES, INC. (CENTENNIAL CO)
AL
11/24/2004 - 11/16/2005
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BOTH
Issued 05/09/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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