Unclaimed
Jennifer Leanne bartels Frahm is an active investment advisor representative with Empower Advisory Group, LLC, based in Greenwood Village, Colorado. Jennifer has been in the financial services industry since 1996. She is registered in Illinois and has been with Empower Advisory Group, LLC since August 2017. Previously, Jennifer was a registered representative with GWFS EQUITIES, INC. in Greenwood Village, Colorado and Charles Schwab & Co., Inc. in Westlake, Texas. Jennifer holds Series 6, 7, 63 and 65 licenses as well as the Securities Industry Essentials Examination (SIE). Jennifer has experience working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/25/2017 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
05/08/2009 - 07/11/2012
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
TX
12/18/2000 - 09/11/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
05/14/1996 - 08/28/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 08/23/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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