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Jennifer Lea McNulty

Axos Clearing LLC

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About Jennifer Lea McNulty

Jennifer McNulty is a financial professional with over 18 years of experience in the financial services industry. Jennifer is currently registered with Axos Clearing LLC, a firm that is based in Centennial, CO. Previously, Jennifer has worked at E*TRADE SECURITIES LLC, GENEOS WEALTH MANAGEMENT, INC., STEPHENS, WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, and TEJAS SECURITIES GROUP, INC. Jennifer holds a Series 7, Series 63, Series 65, and SIE license.

Firm Information

Jennifer McNulty is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer McNulty’s Registration & Firm History

CO

08/26/2021 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

08/27/2019 - 12/31/2020

E*TRADE SECURITIES LLC (Centennial CO)

CO

11/07/2017 - 07/20/2018

GENEOS WEALTH MANAGEMENT, INC. (ENGLEWOOD CO)

TX

11/08/2005 - 01/07/2016

STEPHENS (AUSTIN TX)

MO

07/01/2003 - 11/01/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

05/16/2001 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

TX

11/15/2000 - 04/26/2001

TEJAS SECURITIES GROUP, INC. (AUSTIN TX)

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Licenses & Designations

IA

Issued 09/26/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jennifer Lea McNulty.
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