Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Sullivan is a financial advisor with over 20 years of experience in the industry. Currently, Jennifer is registered with Wells Fargo Clearing Services, LLC, and has previously been registered with PRUCO SECURITIES, LLC., BLACKROCK INVESTMENTS, LLC, UBS SECURITIES LLC, ABN AMRO INCORPORATED, HSBC SECURITIES (USA) INC., and PRUDENTIAL SECURITIES INCORPORATED. Jennifer holds Series 7 and Series 63 licenses and the SIE exam. Jennifer is licensed in New Jersey. Jennifer has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Jennifer is also able to provide investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/21/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NJ
09/07/2018 - 09/24/2021
PRUCO SECURITIES, LLC. (Freehold NJ)
NJ
09/26/2014 - 09/15/2016
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NY
12/05/2003 - 02/01/2013
UBS SECURITIES LLC (NEW YORK NY)
CT
03/31/2003 - 12/05/2003
ABN AMRO INCORPORATED (STAMFORD CT)
NY
01/09/2001 - 12/13/2002
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
07/09/1998 - 10/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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