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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Ricca is a financial advisor who has been in the industry since 1998. She is currently registered with LPL Financial LLC and is licensed in NV and TX. Jennifer has previously worked for Wells Fargo Clearing Services, LLC, Morgan Stanley and Citigroup Global Markets Inc. Jennifer has a broad range of experience and is able to help clients with their financial planning needs. She also provides portfolio management services for individuals and businesses. Jennifer is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NV
10/18/2021 - Present
LPL Financial LLC (LAS VEGAS NV)
NV
08/09/2019 - 10/27/2021
WELLS FARGO CLEARING SERVICES, LLC (LAS VEGAS NV)
NV
06/01/2009 - 08/12/2019
MORGAN STANLEY (LAS VEGAS NV)
NV
09/26/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAS VEGAS NV)
NV
05/04/2000 - 08/24/2001
VESTIN CAPITAL, INC. (LAS VEGAS NV)
CA
05/13/1999 - 02/15/2000
E*OFFERING (SAN FRANCISCO CA)
CA
08/07/1998 - 04/23/1999
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
CA
09/30/1997 - 05/08/1998
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
09/30/1997 - 10/20/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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