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Jennifer L Hawthorne

Robert W. Baird & Co. Inc.

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About Jennifer L Hawthorne

Jennifer Hawthorne is a financial advisor with Robert W. Baird & Co. Inc., located in Milwaukee, Wisconsin. Jennifer has been in the financial services industry for over 23 years. Jennifer has Series 7, Series 24, Series 52TO, Series 53, and Series 63 licenses. Jennifer holds a Municipal Securities Representative Examination, General Securities Representative Examination, Municipal Securities Principal Examination, and General Securities Principal Examination. Jennifer is registered with the following states: Ohio, Tennessee and Wisconsin. Jennifer has experience with high net worth individuals, corporations, pension plans, investment companies, insurance companies, charitable organizations, pooled investment vehicles, and banking or thrift institutions.

Firm Information

Jennifer Hawthorne is currently registered with Robert W. Baird & Co. Inc.. Robert W. Baird & Co. Inc. is a corporation formed on December 29, 1919, and headquartered in Milwaukee, WI. The firm offers a comprehensive range of financial services, including investment banking, asset management, wealth management, and private equity. Baird serves a diverse client base, including individuals, families, corporations, institutions, and governments. The firm has over 3,000 employees and is registered with the SEC and all 50 states.
Robert W. Baird & Co. Inc.

777 E. WISCONSIN AVENUE

MILWAUKEE, WI 53202-5391

$287.51B

Assets Under Management

11,103

Total Clients

2,915

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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see schedule d

See schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Hard dollar payments for research

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Jennifer Hawthorne’s Registration & Firm History

WI

06/04/2020 - Present

Robert W. Baird & Co. Inc. (MILWAUKEE WI)

OH

06/27/2017 - 08/12/2019

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

AZ

09/18/2015 - 01/09/2016

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

OH

05/09/2001 - 09/24/2013

METLIFE SECURITIES INC. (DUBLIN OH)

OH

05/09/2001 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (DUBLIN OH)

OH

01/29/2001 - 03/16/2001

ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)

OH

02/18/1999 - 12/31/2000

ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)

IL

02/06/1996 - 02/10/1999

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

OH

12/20/1995 - 01/01/1996

BANC ONE CAPITAL CORPORATION (COLUMBUS OH)

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Licenses & Designations

BOTH

Issued 06/03/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/05/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jennifer L Hawthorne.
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