Unclaimed
Jennifer Hawthorne is a financial advisor with Robert W. Baird & Co. Inc., located in Milwaukee, Wisconsin. Jennifer has been in the financial services industry for over 23 years. Jennifer has Series 7, Series 24, Series 52TO, Series 53, and Series 63 licenses. Jennifer holds a Municipal Securities Representative Examination, General Securities Representative Examination, Municipal Securities Principal Examination, and General Securities Principal Examination. Jennifer is registered with the following states: Ohio, Tennessee and Wisconsin. Jennifer has experience with high net worth individuals, corporations, pension plans, investment companies, insurance companies, charitable organizations, pooled investment vehicles, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
06/04/2020 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
OH
06/27/2017 - 08/12/2019
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
AZ
09/18/2015 - 01/09/2016
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
OH
05/09/2001 - 09/24/2013
METLIFE SECURITIES INC. (DUBLIN OH)
OH
05/09/2001 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (DUBLIN OH)
OH
01/29/2001 - 03/16/2001
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
OH
02/18/1999 - 12/31/2000
ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)
IL
02/06/1996 - 02/10/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
12/20/1995 - 01/01/1996
BANC ONE CAPITAL CORPORATION (COLUMBUS OH)
BOTH
Issued 06/03/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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