Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer L Gamma is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in FRONTENAC, MO. Jennifer has been working in the financial services industry since August 3, 2000 and holds the Series 7, Series 63, and SIE licenses. Jennifer is registered with the Securities and Exchange Commission (SEC) and several states to provide investment advice. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Jennifer was employed by Wachovia Securities, LLC and Prudential Securities Incorporated. Jennifer specializes in providing investment advice to individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/25/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRONTENAC MO)
MO
07/01/2003 - 09/11/2006
WACHOVIA SECURITIES, LLC (ST LOUIS MO)
NY
07/19/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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